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Questions # 11:

The PI did not record the relationship to IP in the medical chart when assessing an adverse event. The CRC noticed the omission and brought it to the PI's attention. How should this be addressed?

Options:

A.

The CRC should write a note to file.

B.

The PI should amend the medical chart.

C.

The PI should notify the monitor.

D.

The CRC should amend the medical chart.

Questions # 12:

Who is responsible for securing agreement from all involved parties to ensure direct access of all trial-related source documents?

Options:

A.

Investigator

B.

CRO

C.

Sponsor

D.

CRC

Questions # 13:

Who on the local site research study team is accountable for the unblinding documentation of IP?

Options:

A.

Regulatory manager

B.

CRC

C.

Pharmacist

D.

PI

Questions # 14:

All of the following are examples of what monitors review EXCEPT:

Options:

A.

Regulatory binder which includes copies of current certifications for all laboratories.

B.

The signed ICF retained in the participant's study file.

C.

Potential patient medical records for eligibility prior to the informed consent process.

D.

Documentation in the participant's medical record of study drug administration.

Questions # 15:

An audit was recently completed and identified non-compliance that could potentially affect the reliability of study results. Who should perform a root cause analysis and implement appropriatecorrective and preventive actions?

Options:

A.

Sponsor

B.

PI

C.

IRB/IEC

D.

DSMB/IDMC

Questions # 16:

The IRB/IEC has decided to not approve a clinical trial. Who must they notify in writing?

Options:

A.

PI

B.

CRC

C.

Sponsor

D.

Regulatory Agency

Questions # 17:

The sponsor calls the site and informs the research team that they have decided to temporarily suspend the study. What step should the research team take FIRST?

Options:

A.

Schedule participant for early termination visit.

B.

Inform participant and assure proper care is provided.

C.

Inform the monitor of the termination of the study.

D.

Inform the IRB/IEC of the study closure.

Questions # 18:

Who ensures information regarding payments to subjects is documented in a written consent form?

Options:

A.

Coordinator

B.

IRB/IEC

C.

PI

D.

Sponsor

Questions # 19:

Which of the following reports should be retained in participant charts?

Options:

A.

Lab reports

B.

Safety reports

C.

DSMB/IDMC reports

D.

IRB/IEC progress reports

Questions # 20:

All site financial matters pertaining to a trial are listed in what document?

Options:

A.

Signed contract

B.

Financial disclosure

C.

Informed consent form

D.

Protocol

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